Registered Investment Advisor
RIA in New York
Old Slip Capital operates as a registered investment advisory (RIA) firm in New York, providing fiduciary investment management and consulting from our office at 40 Wall Street, Floor 28, New York, NY 10005. Our advisory practice is built on independence, transparent fee oversight and institutional-quality research.
Fiduciary Investment Advisory Services
As an RIA, we are held to a fiduciary standard. We provide discretionary portfolio management across public and private markets, as well as non-discretionary and discretionary ERISA consulting for retirement plan sponsors.
- Discretionary investment management for individuals and institutions
- ERISA 3(21) non-discretionary and 3(38) discretionary fiduciary consulting
- Investment policy statement design and performance monitoring
- Manager search, asset allocation analysis and fee benchmarking
Independent, Objective Oversight
Integrity is the cornerstone of our firm. Our independent business model means we do not manufacture investment products or receive compensation from third-party managers. This allows us to act solely in the best interests of the clients and plan sponsors we advise.
