Wealth
Registered Investment Advisory
Fiduciary discretionary management across public and private markets — with an emphasis on high-quality investment research, transparent fee oversight, and industry-leading fiduciary services.
An Independent Fiduciary Practice
We provide a variety of institutional investment consulting services to plan sponsors and private clients. Our team has investment expertise across asset allocation, manager selection and portfolio construction. We build, manage and monitor investment lineups that help fiduciaries fulfill their obligations, and we offer both Non-Discretionary (ERISA 3(21)) and Discretionary (ERISA 3(38)) consulting arrangements to meet the best interests of each client.
Integrity is the cornerstone of our corporate culture and remains the foundation of our firm. From the onset of our practice we have adopted an independent business model because it serves our clients’ best interests.
Fiduciary Process Management
- Investment Fiduciary Service
- Fiduciary and Participant Education
- Committee Meetings, Agendas & Minutes
- Online Fiduciary Briefcase with enterprise-level secure cloud storage of steward/plan documentation and quarterly investment analysis
- Regulatory and Market Updates
- Investment Policy Statement (IPS) and Educational Policy Statement (EPS)
- Investment Oversight Committee Charter
- Performance review and monitoring
- Investment manager search and compliance
- Asset allocation analysis
- Investment menu fund selection, design and review
- Asset liability study
- Investment alerts and research
Fiduciary Oversight of Provider Services
- Plan benchmarking
- Annual fee benchmarking
- Plan design evaluation and monitoring
- Service provider issue resolution
- Trust and custodian search and monitoring