Three Questions to Ask Before Choosing a Wealth Advisor

1. Is the advice objective and conflict-free?

A fiduciary, fee-based structure helps ensure recommendations are driven by your interests rather than product commissions. Ask how the advisor is compensated, whether they accept third-party payments, and how investment decisions are reviewed. Independent firms typically have fewer conflicts of interest than advisors tied to proprietary products.

2. Does the firm understand your full balance sheet?

Wealth management is more than portfolio construction. Taxes, estate planning, insurance, business interests, and family dynamics all affect outcomes. Look for an advisor who begins with discovery, listens to your goals, and designs an integrated plan rather than selling a one-size-fits-all strategy.

3. Will the relationship endure across generations?

The best advisory relationships outlast market cycles and life transitions. Ask about the firm’s history, succession planning, and how they communicate during volatility. A stable team with a long-term orientation is better equipped to steward wealth across decades.

• Ask for a clear explanation of fees and compensation.
• Request a sample financial plan or wealth strategy.
• Meet the full team, not just the lead advisor.
• Understand how performance is reported and reviewed.

A disciplined, client-first approach

At Old Slip Capital, we believe capital should be managed with patience, precision, and a clear understanding of the family behind it. If you are evaluating a new advisory relationship, we welcome a conversation about how our team can help you preserve and grow what matters most.