Capital
Corporate Retirement Plans
We obsess over investment performance and fee collection as a matter of course, with an emphasis on high-quality investment research — delivering industry-leading fiduciary services to plan sponsors.
Building Quality Investment Menus for Plan Sponsors
We provide institutional investment consulting to retirement plan sponsors, with expertise in asset allocation, manager selection and portfolio construction. Our team applies this expertise to build, manage and monitor investment lineups that help plan sponsors fulfill their ERISA obligations.
The advisors at our firm offer all types of Non-Discretionary (ERISA 3(21)) and Discretionary (ERISA 3(38)) consulting arrangements — as flexible as necessary to meet the best interests of any particular plan sponsor.
Constant changes to regulations leave plan fiduciaries with a growing list of challenges. Old Slip RIA offers Fiduciary Consulting and Governance solutions powered by a professional team of objective experts who work with you to develop a customized solution that meets your plan’s specific fiduciary requirements.
Fiduciary Process Management
- Investment Fiduciary Service
- Fiduciary and participant education
- Committee meetings, agenda and minutes
- Online Fiduciary Briefcase and enterprise-level secure cloud storage
- Regulatory and market updates
- Investment Policy Statement (IPS) and Educational Policy Statement (EPS)
- Investment Oversight Committee Charter
- Performance review and monitoring
- Investment manager search and compliance
- Asset allocation analysis
- Investment menu fund selection, design and review
- Asset liability study
- Investment alerts and research
Fiduciary Oversight of Provider Services
- Plan benchmarking
- Annual fee benchmarking
- Plan design evaluation and monitoring
- Service provider issue resolution
- Trust and custodian search and monitoring