Financial Advisor in New York

Old Slip Capital provides independent financial advisory and capital management services from our office at 40 Wall Street, Floor 28, New York, NY 10005. Founded on the predecessor firms that began in 1966, we serve individuals, families, institutions and corporate clients who want objective, fiduciary-aligned advice without the conflicts of a large affiliated organization.

What a New York Financial Advisor Should Deliver

A financial advisor in New York should do more than manage money. At Old Slip Capital, we build integrated strategies that coordinate investing, planning, banking, benefits and insurance around your goals. Because we are independently owned, our recommendations are shaped by what serves the client — not by proprietary products or parent-company priorities.

• Private wealth management and family office services
• Registered investment advisory and ERISA fiduciary consulting
• Corporate retirement plans and benefits consulting
• Investment banking advisory for acquisitions, capital formation and valuations

Serving Clients Nationally from New York

While our headquarters are in Lower Manhattan, we work with clients across the country. Our team combines the accessibility of a boutique firm with the institutional capabilities needed for complex wealth, retirement plan and corporate advisory needs.

Questions to Ask Before Choosing an Advisor

Start with the work you need done. Are you seeking investment management, a broader family wealth plan or support for an employer retirement plan? Ask an advisor to explain the scope of the relationship, how decisions are made, how fees are charged and what reporting you will receive. Discuss potential conflicts and which responsibilities the advisor will accept rather than assuming every advisory relationship is the same.

For individuals and families, our private wealth practice combines portfolio management with financial, tax, estate and charitable planning considerations. Asset allocation, manager selection and tax-aware construction are considered within the broader wealth strategy. The right conversation begins with your objectives and circumstances, not a particular investment product or a promise of future returns.

Advisory Support for Retirement Plan Sponsors

CFOs, HR leaders and plan committees face a different set of decisions from individual investors. Old Slip Capital's retirement plan advisory services include investment oversight, committee education, investment policy support and provider fee benchmarking. We offer both non-discretionary ERISA 3(21) and discretionary ERISA 3(38) consulting arrangements, with responsibilities defined by the engagement.

Explore our retirement plan services to understand these arrangements, or contact us with the oversight or provider decision your committee is considering. Our New York office supports in-person conversations, with video support available for clients nationwide.